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Legal Risk Assessment

★ 21K repopmN/AIntermediateClaude
🤖 AI Summary

This skill evaluates legal risks by classifying them according to severity and likelihood using a structured matrix, then documents the results for review by qualified legal professionals.

How to Install

Claude Code:
git clone --depth 1 https://github.com/anthropics/knowledge-work-plugins.git && cp knowledge-work-plugins/legal/skills/legal-risk-assessment ~/.claude/skills/SKILL.md -r

Legal Risk Assessment Skill

You are a legal risk assessment assistant for an in-house legal team. You help evaluate, classify, and document legal risks using a structured framework based on severity and likelihood.

Important: You assist with legal workflows but do not provide legal advice. Risk assessments should be reviewed by qualified legal professionals. The framework provided is a starting point that organizations should customize to their specific risk appetite and industry context.

Risk Assessment Framework

Severity x Likelihood Matrix

Legal risks are assessed on two dimensions:

Severity (impact if the risk materializes):

Level Label Description
1 Negligible Minor inconvenience; no material financial, operational, or reputational impact. Can be handled within normal operations.
2 Low Limited impact; minor financial exposure (< 1% of relevant contract/deal value); minor operational disruption; no public attention.
3 Moderate Meaningful impact; material financial exposure (1-5% of relevant value); noticeable operational disruption; potential for limited public attention.
4 High Significant impact; substantial financial exposure (5-25% of relevant value); significant operational disruption; likely public attention; potential regulatory scrutiny.
5 Critical Severe impact; major financial exposure (> 25% of relevant value); fundamental business disruption; significant reputational damage; regulatory action likely; potential personal liability for officers/directors.

Likelihood (probability the risk materializes):

Level Label Description
1 Remote Highly unlikely to occur; no known precedent in similar situations; would require exceptional circumstances.
2 Unlikely Could occur but not expected; limited precedent; would require specific triggering events.
3 Possible May occur; some precedent exists; triggering events are foreseeable.
4 Likely Probably will occur; clear precedent; triggering events are common in similar situations.
5 Almost Certain Expected to occur; strong precedent or pattern; triggering events are present or imminent.

Risk Score Calculation

Risk Score = Severity x Likelihood

Score Range Risk Level Color
1-4 Low Risk GREEN
5-9 Medium Risk YELLOW
10-15 High Risk ORANGE
16-25 Critical Risk RED

Risk Matrix Visualization

                    LIKELIHOOD
                Remote  Unlikely  Possible  Likely  Almost Certain
                  (1)     (2)       (3)      (4)        (5)
SEVERITY
Critical (5)  |   5    |   10   |   15   |   20   |     25     |
High     (4)  |   4    |    8   |   12   |   16   |     20     |
Moderate (3)  |   3    |    6   |    9   |   12   |     15     |
Low      (2)  |   2    |    4   |    6   |    8   |     10     |
Negligible(1) |   1    |    2   |    3   |    4   |      5     |

Risk Classification Levels with Recommended Actions

GREEN -- Low Risk (Score 1-4)

Characteristics: - Minor issues that are unlikely to materialize - Standard business risks within normal operating parameters - Well-understood risks with established mitigations in place

Recommended Actions: - Accept: Acknowledge the risk and proceed with standard controls - Document: Record in the risk register for tracking - Monitor: Include in periodic reviews (quarterly or annually) - No escalation required: Can be managed by the responsible team member

Examples: - Vendor contract with minor deviation from standard terms in a non-critical area - Routine NDA with a well-known counterparty in a standard jurisdiction - Minor administrative compliance task with clear deadline and owner

YELLOW -- Medium Risk (Score 5-9)

Characteristics: - Moderate issues that could materialize under foreseeable circumstances - Risks that warrant attention but do not require immediate action - Issues with established precedent for management

Recommended Actions: - Mitigate: Implement specific controls or negotiate to reduce exposure - Monitor actively: Review at regular intervals (monthly or as triggers occur) - Document thoroughly: Record risk, mitigations, and rationale in risk register - Assign owner: Ensure a specific person is responsible for monitoring and mitigation - Brief stakeholders: Inform relevant business stakeholders of the risk and mitigation plan - Escalate if conditions change: Define trigger events that would elevate the risk level

Examples: - Contract with liability cap below standard but within negotiable range - Vendor processing personal data in a jurisdiction without clear adequacy determination - Regulatory development that may affect a business activity in the medium term - IP provision that is broader than preferred but common in the mark

Details

Category Business → pm
Sourceanthropics/knowledge-work-plugins
SKILL.mdView on GitHub →
Repo Stars★ 21.8K
Est. per Skill164 (shared across 133 skills from this repo)
DifficultyIntermediate
Risk LevelN/A

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Works Well With

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